As a faculty sociologist who works in the area of family demography and inequality, my interest in open scholarship falls into the category of “service” among my academic obligations, essentially unrecognized and unremunerated by my employer, and competing with research and teaching responsibilities for my time. In that capacity I founded SocArXiv in 2016 (supported by several small grants) and serve as its director, organized two conferences at the University of Maryland under the title O3S: Open Scholarship for the Social Sciences, and I was elected to the Committee on Publications of the American Sociological Association. While continuing that work during a sabbatical leave, I was extremely fortunate to land a half-time position as visiting scholar at the MIT Libraries in the fall 2018, which helped me integrate that service agenda with an emerging research agenda around scholarly communication.
The position was sponsored by a group of libraries organized by the Association of Research Libraries — MIT, UCLA, the University of Arizona, Ohio State University, and the University of Pittsburgh — and hosted by the new Center for Research on Equitable and Open Scholarship (CREOS) at MIT. My principal collaborator has been Micah Altman, the director of research at CREOS.
The semester was framed by the MIT Grand Challenges Summit in the spring, which I attended, and the report that emerged from that meeting: A Grand Challenges-Based Research Agenda for Scholarly Communication and Information Science, on which I was a collaborator. The report, published in December, describes a vision for a more inclusive, open, equitable, and sustainable future for scholarship; it also characterizes the barriers to this future, and identifies the research needed to bring it to fruition.
Sociology and SocArXiv
Furthering my commitments to sociology and SocArXiv, I continued to work on the service. SocArXiv is growing, with increased participation in sociology and other social sciences. In the fall the Center for Open Science, our host, opened discussions with its paper serving communities about weaning the system off its core foundation financial support and using contributions from each service to make it sustainable (thus far have not paid COS for its develop and hosting). This was an expected challenge, which will require some creative and difficult work in the coming months.
Finally, at the start of the semester I noted that most sociologists — even those interested in open access issues — were not familiar with current patterns, trends, and debates in the scholarly communications ecosystem. This has hampered our efforts to build SocArXiv, as well as our ability to press our associations and institutions for policy changes in the direction of openness, equity, and sustainability. In response to this need, especially among graduate students and junior scholars, I drafted a scholarly communication primer for sociology, which reviews major scholarly communication media, policies, economic actors, and recent innovations. I posted a long draft (~13,000 words) for comment in January, and received a very positive response. It appears that a number of programs will incorporate the revised primer into their training, and many individuals are already reading and sharing it with their networks.
One of the chief barriers identified in the Grand Challenges report is the lack of systematic theory and empirical evidence to design and guide legal, economic, policy and organizational interventions in scholarly publishing and in the knowledge ecosystem generally. As social scientists, Micah and I drew on this insight, and used the case of peer-review in sociology as an entry point. We presented our formative analysis of this case in the CREOS Research Talk, “Can Fix Peer Review.” Here is the summary of this talk:
Contemporary journal peer review is beset by a range of problems. These include (a) long delay times to publication, during which time research is inaccessible; (b) weak incentives to conduct reviews, resulting in high refusal rates as the pace of journal publication increases; (c) quality control problems that produce both errors of commission (accepting erroneous work) and omission (passing over important work, especially null findings); (d) unknown levels of bias, affecting both who is asked to perform peer review and how reviewers treat authors, and; (e) opacity in the process that impedes error correction and more systematic learning, and enables conflicts of interest to pass undetected. Proposed alternative practices attempt to address these concerns — especially open peer review, and post-publication peer review. However, systemic solutions will require revisiting the functions of peer review in its institutional context.
The full slides, with embedded video of the talk (minus the first few minutes) is embedded below:
Research design and intervention
Mapping out the various interventions and proposed alternatives in the peer review space raised a number of questions about how to design and evaluate interventions in a complex system with interdependent parts and actors embedded in different institutional logics — for example, university researchers (some working under state policy), research libraries, for-profit publishers, and academic societies. Working with Jessica Polka, Director of ASAPbio, we are expanding this analysis to consider a range of innovations open science. This analysis highlights the need for systematic research design that can guide the design of initiatives aimed at altering the scholarly knowledge ecosystem.
Applying the ecosystem approach in the Grand Challenges report, we consider large-scale interventions in public health and safety, and their unintended consequences, to build a model for designing projects with the intention of identifying and assessing such consequences across the system. Addressing problems at scale may have such unintended effects as leading vulnerable populations to adapt to new technology in harmful ways (mosquito nets used for fishing); providing new opportunities for harmful competitors (the pesticide treadmill); the displacement of private actors by public goods (dentists driven away by public water fluoridation); and risk compensation by those who receive public protection (anti-lock brakes and riskier driving, vaccinations). Our forthcoming white paper will address such risks in light of recent open science interventions: PLOS One, bioRxiv and preprints generally, and open peer review, among others. We combine research design methods for field experiments in social science, outcomes identified in the grand challenge report, and the ecosystem theory based on an open science lifecycle model.
ARL/SSRC meeting and Next Steps
Coming out of discussions at the first O3S meeting, in December the Association of Research Libraries and the Social Science Research Council convened a meeting on open scholarship in the social sciences, which included leaders from scholarly societies, university libraries, researchers advocating for open science, funders, and staff from ARL, SSRC, and the Coalition for Networked Information. I was fortunate to participate on the planning committee for the meeting, and in that capacity I conducted a series of short video interviews with individual stakeholders from the participating organizations to help expose us all to the range of values, objectives, and concerns we bring to the questions we collectively face in the movement toward open scholarship.
For our own work on peer review, which we presented at the meeting, I was especially drawn to the interviewees’ comments on transparency, incentives, and open infrastructure. In particular, MIT Libraries Director Chris Bourg challenged social scientists to recognize what their own research implies for the peer review system:
Brian Nosek, director of the Center for Open Science, stressed to the need to consider incentives for openness in our interventions:
And Kathleen Fitzpatrick, project director for Humanities Commons, described the necessity of open infrastructure that is flexibly interoperable, allowing parallel use by actors on diverse platforms:
These insights about intervention principles for an open scholarly ecosystem helped Micah and me develop a proposal for discussion at the meeting. Our proposed program, IOTA (I Owe The Academy) aims to solve the supply-and-demand problem for quality peer review in open science interventions (the name is likely to change). We understand that most academics are willing to do peer review when it contributes to a better system of scholarship. At the same time, new peer review projects need (good) reviewers in order to launch successfully. And the community needs (good) empirical research on the peer review process itself. The solution is to match reviewers with initiatives that promote better scholarship using a virtual token system, whereby reviewers pledge review effort units, which are distributed to open peer review projects — while collecting data for use in evaluation and assessment. After receiving positive feedback at the meeting, we will develop this proposal further.
Our presentation is embedded in full below:
A report on the ARL/SSRC meeting describes the shared interests, challenges to openness, and conditions for successful action discussed by participants. And it includes five specific projects they agreed to pursue — one of which is peer review on the SocArXiv and PsyArXiv paper platforms.
In the coming several months we expect to produce a white paper on research design, a proposal for IOTA, and a presentation for the Coalition for Networked Information meeting in April, to spark a discussion about the ways libraries can jointly support additional targeted work to promote, inspire, and support evidence-based research. And a revised version of the scholarly communication primer for sociology is on the way.